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MICROSPHERES &
MICROCAPSULES

NIVYA.P

M.PHARM – I YEAR

DEPARTMENT OF PHARMACEUTICS

MADRAS MEDICAL COLLEGE

CHENNAI- 03

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CONTENTS

▪ INTRODUCTION
▪ POLYMERS USED
▪ ADVANTAGES
▪ METHODS OF PREPARATION
▪ FACTORS AFFECTING THE RELEASE

OF THE DRUG
▪ APPLICATIONS
▪ MONOCLONAL ANTIBODY
▪ PRODUCTION
▪ APPLICATIONS
▪ REFERENCES

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INTRODUCTION

▪ Microencapsulation of pharmaceuticals was
first investigated in the year 1931 by
preparing spheres of gelatin using
coacervation technique.

▪ The micro particulate delivery systems are
considered and accepted as a reliable means
to deliver the drug to the target site with
specificity, if modified, and to maintain the
desired concentration at the site of interest
without untoward effect.

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Microspheres
▪ Small spherical

particles.
▪ Solid matrix

particle.
▪ It is a

micrometric
reservoir
system.

▪ Diameter
ranges from 1µ
to 1000µ.

Fig 1:Microspheres

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Microcapsules
▪ Microcapsules

can be the small
entities that
contain an active
agent or core
material
surrounded by a
shell or
embedded into a
matrix structure.

▪ It is a
micrometric
matrix system.

Fig 2 : Microcapsules

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ADVANTAGES

▪ Sustained or prolonged release of the drug.
Eg : Glibenclamide.

▪ To masking the organoleptic properties.
Eg: Paracetamol, Nitrofurantoine.

▪ Liquid drugs can be converted in a free flowing powder.
▪ The drugs sensitive to moisture, light and oxygen can be

protected by this technique.
Eg: Nifedipine-Photo instability.

▪ Prevent the incompatibility between drugs.
Eg: Hydroquinone.

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▪ Drug volatilation can be prevented by this technique.
Eg. Aspirin.

▪ Reduction in toxicity and GI irritation including with KCL
and ferrous sulphate can be achieved by
microencapsulation.

▪ Enhanced stability, it prevent from oxidation.
Eg.Vitamin A palmitate.

▪ Used to prepare intrauterine contraceptive device.

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DISADVANTAGES

▪ The costs of the materials higher than those of
standard formulations.

▪ The fate of polymer matrix and its effect on the
environment.

▪ The fate of polymer additives such as plasticizers,
stabilizers, antioxidants and fillers.

▪ Reproducibility is less.
▪ Process conditions like change in temperature, pH,

solvent addition, and evaporation/agitation may
influence the stability of core particles to be
encapsulated.

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Mechanism and kinetics of drug release

Diffusion

Diffusion is the most commonly involved mechanism
wherein the dissolution fluid penetrates the shell, dissolves
the core and leak out through the interstitial channels.

Thus, the overall release depends on,
▪ The rate at which dissolution fluid penetrates the wall

of microcapsules.
▪ The rate at which drug dissolves in the dissolution

fluid.
▪ The rate at which the dissolved drug leak out and

disperse from the surface.

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Dissolution
▪ Dissolution rate of polymer coat determines the

release rate of drug from the microcapsule.

Osmosis
▪ The polymer coat of microcapsule acts as semi
permeable membrane and allows the creation of an
osmotic pressure.

Erosion
▪ Erosion of coat due to pH and/or enzymatic

hydrolysis causes drug release

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Prerequisites For Ideal Microparticulate
Carriers

▪ Longer duration of action
▪ Increase of therapeutic efficiency
▪ Control of content release
▪ Protection of drugs
▪ Reduction of toxicity
▪ Biocompatibility
▪ Relative stability
▪ Water solubility or dispersability
▪ Bioresorbability
▪ Targetability

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POLYMERS USED

SYNTHETIC POLYMERS

Non-biodegradable
▪ Acrolein
▪ Epoxy polymers

Biodegradable
▪ Polyanhydrides
▪ Polyalkyl cyano acrylates
▪ Lactides and glycolides and their copolymers

NATURAL MATERIALS

Proteins
▪ Albumin, Gelatin, Collagen

Carbohydrates
▪ Starch, Agarose, Chitosan

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Cntd..
Chemically modified Carbohydrates

▪ Poly(acryl)dextran
▪ Poly(acryl)starch.

Examples:

▪ PLGA (poly lactic-co-glycolic acid) microsphere
▪ Gelatin microspheres
▪ Dextran microspheres
▪ Polyanhydride microspheres
▪ Poly phosphazene microspheres
▪ Chitosan microspheres

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Materials used for preparation

Core material
▪ The core material, defined as the specific

material to be coated, can be liquid or solid in
nature.

▪ The solid core be active constituents, stabilizers,
diluents, excipients, and release-rate retardants
or accelerators.

▪ Liquid Core Material- Solvents, catalyst,
sugars, salts.

▪ Solid Core Material- Dextrins, minerals, bases,
pharmaceuticals.

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Coating material
▪ Innovative coating polymers have also been developed for

some special applications particularly among the bio
adhesives and muco adhesives.
Eg: Ethyl cellulose, carboxylate and amino derivatives.

Water Soluble resins
▪ Hydroxyethylcellulose, Polyvinylpyrrolidine,starch.

Water insoluble resins
▪ EthylCellulose,Polyethylene,Polymethacrylate.

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METHODS OF PREPARATION:

1) Single Emulsion Technique

2) Double Emulsion Technique

3) Polymerization Technique

4) Phase Separation Coacervation

5) Spray drying

6) Solvent Extraction

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Factors to be considered

▪ Particle size requirement
▪ The drug and protein should not be

adversely affected by the process.
▪ Reproducibility of release profile and

method
▪ No stability problem
▪ No toxic product with the final product.

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1) Single Emulsion Technique

Aqueous solution /suspension of polymer

Stirring / sonication

Dispersion in organic phase oil/chloroform

Cross linking

Heat denaturation Chemical cross linking

By adding dispersion to heated oil ( Glutaraldehyde,HCHO,

CHCl3 )

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Microspheres in organic phase

Centrifugation,washing,separation

Microspheres

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2) Double Emulsion Technique

Aqueous solution of polymer

Dispersion in oil/organic phase, vigorous

homogenization(sonication )

Primary emulsion(w/o)

Addition of aqueous solution of PVA

W/O/W multiple emulsion

Addition to large Aqueous phase

denaturation /hardening

Microspheres in solution

Separation, washing, Drying

Microspheres

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3)Polymerization technique

Types:
▪ Bulk polymerization
▪ Suspension precipitation polymerization
▪ Emulsion polymerization
▪ Miceller polymerization

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Bulk polymerization:

Monomer Bioactive material Initiator

Heated to initiate polymerization

Initiator accelerate rate of

Reaction

Polymer(Block)

Moulded/fragmented

MICROSPHERES

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Suspension polymerization

Monomer Bioactive material Initiator

Dispersion in water and stabilizer

Droplets

Polymerization Vigorous agitation

Heat/irradiation

Separation and Drying

MICROSPHERES
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Emulsion Polymerization

Monomer/ Aq.Solution of NaOH,

Bioactive material Initiator, Surfactant ,
Stabilizer

Dispersion with vigorous
stirring

Micellar sol. of polymer in aqueous medium
Polymerization

Microspheres formation

MICROSPHERES
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4)Phase Separation Coacervation

Aq./organic solution of polymer

Drug

Drug dispersed or dissolved in the polymer solution

Phase separation by different means

Polymer rich in globules

Hardening

Microspheres in aq./organic phase

Separation / Drying

MICROSPHERES

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5)Spray Drying

Polymer dissolve in volatile organic solvent

(Acetone , Dichloromethane)
C

Drug dispersed in polymer solution under high speed
homogenization

Atomized in a stream of hot air

Small droplets or fine mist form

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Leads to formation of Microspheres due to solvent
evaporation

Microspheres separated from hot air by cyclone separator

Trace of solvent are removed by vacuum drying

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6)Solvent extraction

Drug is dispersed in organic solvent

Organic phase is removed by extraction with water
(This process decreasing hardening time for microspheres)

Hardened microspheres

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FACTORS AFFECTING RELEASE OF THE DRUG

Drug
▪ Position in microspheres
▪ Molecular weight
▪ Physiochemical properties
▪ Concentration
▪ Interaction with matrix

Environment
▪ pH
▪ Polarity
▪ Presence of enzyme

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Microspheres
▪ Type and amount of matrix polymer
▪ Size and density of the microspheres
▪ Extent of cross linking ,denaturation or polymerization
▪ Adjuvants

Characterization of Microspheres

▪ Characterization is an important phenomenon to determine the
micro structure of the microspheres.

▪ Used to determine the Release and stability of the carrier.

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Particle size and shape

Determination of shape and structure of micro particles.
▪ Light microscopy
▪ Laser light scattering microscopy
▪ Scanning electron microscopy
▪ Confocal laser scanning microscopy

Electron microscopy for chemical analysis
▪ Used to determine the atomic composition of the surface .
▪ ESCA can be used to determine the surfacial degradation of

the biodegradable microspheres.
▪ FTIR – Degradation of polymer matrix of the system
▪ Attenuated Total Reflectance FTIR – It provides information

about surface composition of the microsphere.

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Angle of contact
▪ Measure the wetting property of microparticulate carrier.
▪ It is measured at the solid/air/water interface.

Density determination
▪ Density measured by using a multivolume pychnometer.

IR spectoscopy
▪ To measure deviation in composition.

Isoelectric point
▪ Micro electrophoresis apparatus is used to measure

electrophoretic mobility of microspheres from which
isoelectric point can be determine.

▪ It can be correlated to surface charge or ion adsorption
of microspheres.

Surface carboxylic acid residue
▪ Measured by using radioactive glycine.
▪ Scintillation counter.

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Surface amino acid residue
▪ Determined by using 14 C- acetic acid conjugate.
▪ Liquid Scintillation counter.

Capture Efficiency
▪ The percent entrapment can be determined by allowing washed

microspheres to lyse.
Actual content

% Entrapment = × 100

Theoretical content

Release study
▪ Usually carried out in phosphate saline buffer pH 7.4.
▪ Two method

1) Rotating paddle dissolution Apparatus
2) Dialysis method

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DIALYSIS METHOD

▪ Used to study the release of drug or proteins from the
microsphere.

▪ Microsphere are kept in the dialysis bag or tube with
membrane while dialysis media continuously stirred and
sample of dialysate are taken.

▪ The withdrawn sample is estimated for drug content and every
time equal volume of sample is replaced using fresh buffer
solution.

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Application of microspheres in pharmaceutical
industry

▪ For taste and odour masking
▪ To delay the volatilization
▪ For separation of incompatible substances
▪ For improvement of flow properties of powders
▪ To increase the stability of the drug against the external

conditions
▪ For safe handling of toxic substances
▪ To improve the solubility of water insoluble
▪ Substances by incorporating dispersion of such in aqueous

media .

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▪ For targeting delivery of Anti-neoplastic drug.
▪ In vaccine delivery.
▪ In cosmetic industry.
▪ For delivery of several analgesic drug like Naproxen sodium.
▪ For delivery of Rifampicin in TB.
▪ Increase retention time of drug in ocular system like

Pilocarpine nitrate.
▪ For delivery of certain gastric acid labile antibiotics like

Penicillin.

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Targeting using Micro particulate carriers
▪ Targeting means “The therapeutic efficacy of the drug relies

on its access and specific interaction with its candidate
receptors.”

Ocular
▪ The eye and the cornea are easily accessible targets.
▪ The retention of micro particulate system can be attained by

using gel form.

Nasal
▪ The intranasal route is exploited for the delivery of the
peptides and proteins.
▪ Bio adhesive microspheres are used as alternative to the gel
dosage formulations.
Oral
▪ The most preferred convenient route.
▪ It also preferred for delivery of soluble antigen.

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Magnetic microspheres
▪ It is a biophysical approach.
▪ Magnetic microspheres are prepared by mixing water

soluble drugs and 10 nm magnetite in aqueous solvent of
matrix material.

▪ Magnetic targeting is based on the force exerted by
external magnetic field over the magnetically susceptible
microspheres

▪ Eg: Amphotericin B ,Interleukin 2.

Microspheres in vaccine drug delivery
▪ Biodegradable delivery system of vaccine can be given by

parenteral route.
▪ Polymers used- Poly lactic acid, poly glycolic acid,

polylactides co glycosides.
▪ Eg: Diphtheria toxoid, Hepatitis B surface antigen.

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Specific advantages:
▪ Improved antigenicity by adjuvant action
▪ Modulation of antigen release
▪ Stabilization of antigen

Microspheres in immune system
▪ Microspheres interact with macrophages release the

antigens which are phagocytosized by antigen presenting
cells are responsible for activation of B and T cells.

▪ Eg: Bovine serum albumin, Tetanus toxoid.
Micro sponges

▪ It consist of non collapsible structures with porous
surface through which active ingredients are released in
a controlled manner.

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MONOCLONAL
ANTIBODY

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Monoclonal Antibodies

▪ An antibody is a protein used by the immune system to
identify and neutralize foreign objects like bacteria and
viruses. Each antibody recognizes a specific antigen
unique to its target.

▪ Monoclonal antibodies (mAb) are antibodies that are
identical because they were produced by one type of
immune cell, all clones of a single parent cell.

▪ Polyclonal antibodies are antibodies that are derived
from different cell lines. They differ in amino acid
sequence.

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Advantages
▪ When drugs are delivered as antibody conjugates th conjugates

can specifically reach the target cells without causing any
damage to the normal tissue

Disadvantages
▪ Monoclonal antibody production, a time consuming process.
▪ Average affinity of monoclonal antibodies are generally lower.
▪ Any physical or chemical treatment will affect all monoclonal

antibodies in that production.

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PRODUCTION OF MONOCLONAL
ANTIBODY

HYBRIDOMA TECHNOLOGY

Step 1: – Immunization Of Mice & Selection Of Mouse Donor For
Generation Of Hybridoma cells

ANTIGEN ( Intact cell/
Whole cell membrane/

micro-organisms )

+

ADJUVANT Ab titre reached in Serum
(emulsification)

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Step 2: – Screening Of Mice For Antibody Production

After several
weeks of

immunization

Serum Antibody Titre Determined

(Technique: – ELISA / Flow cytometery)

Titre too low Titre High

BOOST BOOST
(Pure antigen) (Pure antigen)

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Step 3: – Preparation of Myeloma Cells

+ HAT(Hypoxanthine

Myeloma Cells Aminopterin
Immortal Tumor Of Lymphocytes Thymidine)Medium

Myeloma Cells
HGPRT-

High Viability & Rapid Growth

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Step 4: – Fusion of Myeloma Cells with Immune Spleen Cells
Selection of Hybridoma Cells

PEG

FUSION

SPLEEN CELLS MYELOMA CELLS

Feeder Cells
Growth Medium

HYBRIDOMA CELLS
ELISA PLATE

HAT Medium

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Step 5: – Cloning of Hybridoma Cell Lines by “ Limiting
Dilution” or Expansion

A. Clone each +ve Culture

B. Test each supernatant for antibodies

C. Expand +ve Clones

Propagate

Invitro Invivo

Tissue Mouse Ascites method

Culture

Method

HARVEST MONOCLONAL ANTIBODY

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Purification techniques

▪ Cells, cell debris, lipids, and clotted material are first
removed, typically by filtration with a 0.45𝜇m filter.

▪ Chromatography
(I) Ion-exchange chromatography

(II) Antigen affinity chromatography

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Types of mAbs

▪ Murin source mAbs: Rodent mAbs with excellent affinities and
specificities, generated using conventional hybridoma
technology. Clinical efficacy compromised by HAMA (human
anti murine antibody) response, which lead to allergic or
immune complex hypersensitivities.

▪ Chimeric mAbs: Chimers combine the human constant regions
with the intact rodent variable regions. Affinity and specificity
unchanged. Also cause human antichimeric antibody response
(30% murine resource)

▪ Humanized mAbs: Contained only the CDRs of the rodent
variable region grafted onto human Framework Regions.

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Applications of Monoclonal Antibodies

Immunodiagnostic Applications

▪ Detects protein of interest either by blotting or
immunofluorescence

▪ Enzyme linked immunosorbant assay

Therapeutic Applications
▪ Transplant rejection
▪ Cancer
▪ Autoimmune disorders
▪ Inflammatory disease

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Immunodiagnosis of pregnancy
▪ Onset of pregnancy can be determined monoclonal anti-ß

hCG antibody was labeled with the enzyme, horseradish
peroxidase.

Immunodiagnosis of viral, bacterial and parasitic infections
▪ Enzyme immunoassay have been developed for bacterial,

viral, parasitic infections.

Blood group typing
▪ Monoclonal antibodies used as a antisera in blood grouping.

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Analysis of antigenic determinants
▪ Antigenic fingerprinting with monoclonal antibody used

in the development of immunodiagnostic tests and in the
field of vaccine development.

Monoclonal antibodies in cancer therapy
▪ MCA have been used in patients suffering from

leukemia’s, lymphomas, melanomas, colorectal cancer.
▪ Eg. Arcitumomab – Anti-carcinoembryonic antigen

(CEA) antibody labelled with technetium 99 (99Tc)
▪ Used for imaging patients with colorectal carcinoma.
▪ Nofetumuma – Mice mab coupled with 99Tc for

diagnosis to determine extent and stage of disease of
small cell lung cancer.

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Anti-inflammatory and immunosuppressant mabs
▪ Muromonab (OKT-3)-Blockage suppresses activity of T cells.
▪ Adalimumab, Etanercept and infliximab- Suppression of release

of inflammatory cytokines IL-1, IL-6.

Investigation of receptor ligand interaction

Used to study the receptors structure and function.

It includes
▪ Affinity purification of receptors
▪ Biochemical characterization
▪ Function
▪ Location
▪ Identification of receptor –ligand internationalization and

recycling pathways.

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References

1. Gupta AK., Dey BK., Microencapsulation For Controlled
Drug Delivery, Sunsari Technical College Journal, Volume I
Issue 1, October 2012 .

2. Jain N.K.,controlled and Novel Drug Delivery, CBS
Publishers and Distributors, New Delhi, First edition 1997
Reprint in (2001)Page no 219-250.

3. Vyas S.P. and Khar R.K., Targeted and controlled drug
delivery system, Vallabhprakashan, New Delhi, First edition
Page no 418-454.

4. https://grants.nih.gov>policy.

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THANK YOU

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